Serving both US and non-US based firms requires us to provide a wide range of expertise always tailored to the individual needs of the client. For this reason, CRMI has collaborative partnerships with other exceptional professionals in related areas:

Kapco Group Inc.

An industry leader in broker/dealer compliance outsourcing to include new member registration process, customized policies and procedures in all areas of financial regulation, mock FINRA audits, anti-money laundering exams, OATS, ACT and TRACE exams, business continuity and annual certifications support. With over 40 years experience, Kapco provides small and medium sized firms with major firm compliance support at affordable rates. Kapco also provides on-site CCO services on a contractual basis.

Hildreth Group

The Firm is a diversified organization that provides its clients with innovative, practical, and cost effective program/project solutions that arise from the many challenging regulatory expectations of federal and state securities and bank regulators. The Firm is headed by its Principal, George Alexakos, who brings over 35 years of experience in various compliance and regulatory roles within the investment banking, broker/dealer and RIA world not to mention senior roles within the JP Morgan Investment Bank and the consulting arm of PwC. Domestic and international clients have retained the Firm to support projects involving capital markets, research, equities, fixed income, derivatives, AML, as well as online broker/dealer systems, FinTech challenges, and retirement planning processes. This expertise includes designing and deploying both AML and trade & position surveillance systems and the testing of a firm's internal controls to meet expectations of securities and bank regulators.